Proposal for a
REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
on horizontal cybersecurity requirements for products with digital elements, amending Regulation (EU) 2019/1020 and Directive (EU) 2020/1828
(Text with EEA relevance)
{SEC(2022) 321 final} – {SWD(2022) 282 final} – {SWD(2022) 283 final}
CHAPTER I
GENERAL PROVISIONS
Article 1 – Subject matter
This Regulation lays down:
(a) rules for making available on the market of products with digital elements to ensure the cybersecurity of such products;
(b) essential requirements for the design, development and production of products with digital elements, and obligations for economic operators in relation to these products with respect to cybersecurity;
(c) essential requirements for the vulnerability handling processes put in place by manufacturers to ensure the cybersecurity of products with digital elements during the whole life cycle, and obligations for economic operators in relation to these processes;
(d) rules on market surveillance and enforcement of the above-mentioned rules and requirements.
Article 2 – Scope
1. This Regulation applies to products with digital elements whose intended or reasonably foreseeable use includes a direct or indirect logical or physical data connection to a device or network.
2. This Regulation does not apply to products with digital elements to which the following Union acts apply:
(a) Regulation (EU) 2017/745;
(b) Regulation (EU) 2017/746;
(c) Regulation (EU) 2019/2144.
3. This Regulation does not apply to equipment that falls within the scope of Directive 2014/90/EU of the European Parliament and of the Council.
4. The application of this Regulation to products with digital elements covered by other Union rules laying down requirements that address all or some of the risks covered
by the essential requirements set out in Annex I may be limited or excluded, where:
(a) such limitation or exclusion is consistent with the overall regulatory framework applying to those products; and
(b) the sectoral rules achieve the same or a higher level of protection as the one provided for by this Regulation.
4a. This regulation does not apply to components that are exclusively manufactured as spare parts to replace identical components and are supplied by the manufacturer of the original product with digital elements following the same development and production processes as the original product.
5. This Regulation does not apply to products with digital elements developed or modified exclusively for national security, public security, defense or military purposes or to products specifically designed to process classified information.
Article 3 – Definitions
For the purposes of this Regulation, the following definitions apply:
(1) ‘product with digital elements’ means any software or hardware product including its remote data processing solutions, and software or hardware components to be placed on the market separately;
(2) ‘remote data processing’ means any data processing at a distance for which the software or hardware is designed and developed by the manufacturer or under the responsibility of the manufacturer, and the absence of which would prevent the product with digital elements from performing one of its functions;
(2) ‘operational technology’ means programmable digital systems or devices that interact with the physical environment or manage devices that interact with the physical environment;
(3) ‘software’ means the part of an electronic information system which consists of computer code;
(4) ‘hardware’ means a physical electronic information system, or parts thereof capable of processing, storing or transmitting of digital data;
(5) ‘component’ means software or hardware intended for integration into an electronic information system;
(6) ‘electronic information system’ means any system, including electrical or electronic equipment, capable of processing, storing or transmitting digital data;
(7) ‘logical connection’ means a virtual representation of a data connection implemented through a software interface;
(8) ‘physical connection’ means any connection between electronic information systems or components implemented using physical means, including through electrical, optical or mechanical interfaces, wires or radio waves;
(9) ‘indirect connection’ means a connection to a device or network, which does not take place directly but rather as part of a larger system that is directly connectable to such device or network;
(10) ‘privilege’ means an access right granted to particular users or programmes to perform security-relevant operations within an electronic information system;
(11) ‘elevated privilege’ means an access right granted to particular users or programmes to perform an extended set of security-relevant operations within an electronic information system that, if misused or compromised, could allow a malicious actor to gain wider access to the resources of a system or organisation;
(12) ‘endpoint’ means any device that is connected to a network and serves as an entry point to that network;
(13) ‘networking or computing resources’ means data or hardware or software functionality that is accessible either locally or through a network or another connected device;
(14) ‘economic operator’ means the manufacturer, the authorised representative, the importer, the distributor, or any other natural or legal person who is subject to obligations in relation to the manufacture of products or making them available on the market in accordance with this Regulation;
(15) ‘manufacturer’ means any natural or legal person who develops or manufactures products with digital elements or has products with digital elements designed, developed or manufactured, and markets them under his or her name or trademark, whether for payment or free of charge;
(16) ‘authorised representative’ means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his or her behalf in relation to specified tasks;
(17) ‘importer’ means any natural or legal person established in the Union who places on the market a product with digital elements that bears the name or trademark of a natural or legal person established outside the Union;
(18) ‘distributor’ means any natural or legal person in the supply chain, other than the manufacturer or the importer, that makes a product with digital elements available on the Union market without affecting its properties;
(19) ‘consumer’ means any natural person who acts for purposes which are outside that person’s trade, business, craft or profesion;
(20) ‘placing on the market’ means the first making available of a product with digital elements on the Union market;
(21) ‘making available on the market’ means any supply of a product with digital elements for distribution or use on the Union market in the course of a commercial activity, whether in return for payment or free of charge;
(22) ‘intended purpose’ means the use for which a product with digital elements is intended by the manufacturer, including the specific context and conditions of use, as specified in the information supplied by the manufacturer in the instructions for use, promotional or sales materials and statements, as well as in the technical documentation;
(23) ‘reasonably foreseeable use’ means use that is not necessarily the intended purpose supplied by the manufacturer in the instructions for use, promotional or sales materials and statements, as well as in the technical documentation, but which is likely to result from reasonably foreseeable human behaviour or technical operations or interactions;
(24) ‘reasonably foreseeable misuse’ means the use of a product with digital elements in a way that is not in accordance with its intended purpose, but which may result from reasonably foreseeable human behaviour or interaction with other systems;
(25) ‘notifying authority’ means the national authority responsible for setting up and carrying out the necessary procedures for the assessment, designation and notification of conformity assessment bodies and for their monitoring;
(26) ‘conformity assessment’ means the process of verifying whether the essential requirements set out in Annex I have been fulfilled;
(27) ‘conformity assessment body’ means a conformity assessment body as defined in Article 2 point (13) of Regulation (EU) No 765/2008;
(28) ‘notified body’ means a conformity assessment body designated in accordance with Article 33 of this Regulation and other relevant Union harmonisation legislation;
(29) ‘substantial modification’ means a change to the product with digital elements following its placing on the market, which affects the compliance of the product with digital elements with the essential requirements set out in Section 1 of Annex I or
results in a modification to the intended purpose for which the product with digital elements has been assessed;
(30) ‘CE marking’ means a marking by which a manufacturer indicates that a product with digital elements and the processes put in place by the manufacturer are in conformity with the essential requirements set out in Annex I and other applicable
Union harmonisation legislation providing for its affixing;
(31) ‘Union harmonisation legislation’ means Union legislation listed in Annex 1 to Regulation (EU) 2019/2020 and any other Union legislation harmonising the conditions for the marketing of products to which that Regulation applies;
(32) ‘market surveillance authority’ means the authority as defined in Article 3, point (4) of Regulation (EU) 2019/1020;
(33) ‘harmonised standard’ means a harmonised standard as defined in Article 2, point (1)(c), of Regulation (EU) No 1025/2012;
(34) ‘cybersecurity risk’ means risk as defined in Article 6, point (9) of Directive (EU) 2022/2555;
(35) ‘significant cybersecurity risk’ means a cybersecurity risk which, based on its technical characteristics, can be assumed to have a high likelihood of an incident that could lead to a severe negative impact, including by causing considerable material or
non-material loss or disruption;
(36) ‘software bill of materials’ means a formal record containing details and supply chain relationships of components included in the software elements of a product with digital elements;
(37) ‘vulnerability’ means a vulnerability as defined in Article 6, point (15) of Directive (EU) 2022/2555;
(38) ‘exploitable vulnerability’ means a vulnerability as defined in Article 6, point (15), of Directive (EU) 2022/2555 that has the potential to be effectively used by an adversary
(39) ‘actively exploited vulnerability’ means a vulnerability as defined in Article 6, point (15), of Directive (EU) 2022/2555 that has the potential to be effectively used by an adversary under practical operational conditions;
(40) ‘personal data’ means personal data as defined in Article 4, point (1) of Regulation (EU) 2016/679.
(41) ‘recall’ means recall as defined in Article 3, point (22), of Regulation (EU) 2019/1020;
(42) ‘withdrawal’ means withdrawal as defined in Article 3, point (23), of Regulation (EU) 2019/1020.
(43) ‘incident having an impact on the security of the product with digital elements’ means an incident as defined in Article 6, point (6), of Directive (EU) 2022/2555 which negatively affects the ability of a manufacturer’s product with digital elements to protect the availability, authenticity, integrity or confidentiality of data or functions.
(44) ‘micro, small and medium-sized enterprises’ or ‘SMEs’ means micro, small and medium-sized enterprises as defined in the Annex to Recommendation 2003/361/EC;
(45) ‘cybersecurity’ means cybersecurity as defined in Article 2, point (1), of Regulation (EU) 2019/881.
Article 4 – Free movement
1. Member States shall not impede, for the matters covered by this Regulation, the making available on the market of products with digital elements which comply with this Regulation.
1(a). In accordance with paragraph 1, this Regulation shall not prevent Member States from subjecting products with digital elements to additional cybersecurity requirements for the procurement or use of those products for specific purposes, provided that such requirements are consistent with Member States’ obligations laid down in Union law.
2. At trade fairs, exhibitions and demonstrations or similar events, Member States shall not prevent the presentation and use of a product with digital elements which does not comply with this Regulation.
3. Member States shall not prevent the making available of unfinished software which does not comply with this Regulation provided that the software is only made available for a limited period required for testing purposes and that a visible sign clearly indicates that it does not comply with this Regulation and will not be available on the market for purposes other than testing.
4. Paragraph 3 does not apply to safety compomemts as specififed under other Union harmonisation legislation.
5. This Regulation shall not prevent Member States from subjecting products with digital elements to additional measures when these products will be used for military, defence or national security purposes, and such measures are necessary and proportionate for national security, public security or defense.
Article 5 – Requirements for products with digital elements
Products with digital elements shall only be made available on the market where:
(1) they meet the essential requirements set out in Section 1 of Annex I, under the condition that they are properly installed, maintained, used for their intended purpose or under conditions which can reasonably be foreseen, and, where applicable, updated, and
(2) the processes put in place by the manufacturer comply with the essential requirements set out in Section 2 of Annex I.
Article 6 – Classification of products with digital elements subject to specific conformity assessment procedures
1. Products with digital elements which have the core functionality of a category that is listed in Annex III to this Regulation shall be subject to the conformity assessment procedures referred to in Article 24 (2) and (3).
1a. The categories of products with digital elements referred to in paragraph 1 are divided intro class I and class II as set out in Annex III. The categories of products with digital elements listed in class I of Annex III meet one of the following criteria:
(a) the product with digital elements performs primarily functions critical to the cybersecurity of other products, networks or services, including securing authentication and access, intrusion prevention and detection, endpoint security or network protection;
(b) the product with digital elements performs a function which carries a significant risk of adverse effects in terms of its intensity and ability to disrupt, control or cause damage to a large number of other products or to the health and safety of a large number of individuals through direct manipulation, such as a central system function, including network management, configuration control, virtualisation, processing of personal data.
The categories of products with digital elements listed in class II of Annex III meet both criteria referred to in points (a) and (b) of this paragraph.
2. The Commission is empowered to adopt delegated acts in accordance with Article 50 to amend Annex III by including in the list within each class of the categories of products with digital elements a new category and specifying its definition, moving a category of products from one class to the other or withdrawing an existing one from that list. When assessing the need to amend the list in Annex III, the Commission shall take into account the cybersecurity-related functionalities or the function and the level of cybersecurity posed by the products with digital elements as set out by the criteria referred to in paragraph 1a.
3. By … [18 months after the date of entry into force of this Regulation], the Commission shall adopt an implementing act specifying the definitions of the categories of products with digital elements under class I and class II as set out in Annex III and the definitions of the categories of products with digital elements set out in Annex IIIa.
That implementing act shall be adopted in accordance with the examination procedure referred to in Article 51(2).
Article 6a – Required use of European cybersecurity certification schemes
1. The Commission is empowered to adopt delegated acts in accordance with Article 50 to supplement this Regulation to determine which products with digital elements that have the core functionality of a category that is listed in Annex IIIa to this Regulation shall be required to obtain a European cybersecurity certificate at a specified assurance under a European cybersecurity certification scheme adopted pursuant to Regulation (EU) 2019/881 to demonstrate conformity with the essential requirements set out in Annex I to this Regulation (EU) 2019/881, and is available to manufacturers. The delegated acts shall specify the required assurance level that shall be proportionate to the level of cybersecurity risk associated with the products with digital elements and shall take account of their intended purpose, including their critical dependency by entities of a type referred to in Annex I to Directive (EU) 2022/2555.
Before adopting such delegated acts and provided that a European cybersecurity certification scheme as referred to in the first subparagraph of this paragraph is available, the Commission shall carry out an impact assessment analysing the potential market impact of the envisaged measures and shall carry out consultations with relevant stakeholders, including the European Cybersecurity Certification Group referred to in Regulation (EU) 2019/881. The impact assessment shall also take into account the intended purpose of the products with digital elements considered to be subject to such measures, including the extent to chich there is a critical dependency on these products of entities of a type referred to in Annex I to Directive (EU) 2022/2555, and include an analysis of both supply and demand side as well as the readiness and the capacity level of the Member States for the implementation of the respective European cybersecurity ceritifcation scheme. Where no delegated act as referred to in the first subparagraph has been adopted, products with digital elements which have the core functionality of a category listed in Annex IIIa shall be subject to the conformity assessment procedures referred to in Article 24 (3).
The delegated acts referred to in the first subparagraph shall provide for an adequate transition period for their application.
2. The Commission is empowered to adopt delegated acts in accordance with Article 50 to amend Annex IIIa by adding or withdrawing categories of products with digital elements. When determining such categories of products with digital elements and the required assurance level, the Commission shall take into account the criteria referred to in Article 6 (1a) and ensure that the category of products with digital elements meet at least one of the following criteria:
(a) the extent to which there is a critical dependency of entities of a type referred to in Annex I to Directive (EU) 2022/2555 on the category of products with digital elements;
(b) the extent to which cybersecurity incidents and exploited vulnerabilities concerning the category of products with digital elements can lead to serious disruptions to critical supply chains across the internal market.
Before adopting such delegated acts, the Commission shall provide for an adequate transition period for their application.
The delegated acts referred to in the first subparagraph shall provide for an adequate transition period for their application.
Article 7 – General product safety
By way of derogation from Article 2(1), third subparagraph, point (b), of Regulation (EU) 2023/988, Chapter III, Section 1, Chapter V and VII, and Chapters IV to XI of that Regulation shall apply to products with digital elements with respect to safety risks not covered by this Regulation where those products are not subject to specific requirements laid down in other Union harmonisation legislation as defined in Article 3, point (27) of Regulation (EU) 2023/988.
Article 8 – High-risk AI systems
1. Without prejudice to the requirements relating to accuracy and robutness set out in Article [Article 15] of Regulation [the AI Regulation], products with digital elements which fall within the scope of this Regulation, and which are classified as high-risk AI systems pursuant to Article [Article 6] of Regulation [the AI Regulation], shall be deemed compliant with the cybersecurity requirements set out in Article [Article 15] of that Regulation if:
(a) they fulfil the essential requirements set out in Section 1 of Annex 1 to this Regulation;
(b) the process put in place by the manufacturer are compliant with the essential requirements set out in Section 2 of Annex I to this Regulation; and
(c) the achievement of the level of cybersecurity protection required under Article [Article 15] of Regulation [the AI Regulation].
2. For the products with digital elements and cybersecurity requirements referred to in paragraph 1, the relevant conformity assessment procedure as required by Article [Article 43] of Regulation [AI Regulation] shall apply. For the purpose of that assessment, notified bodies which are competent to control the conformity of the high risk AI systems under the Regulation [AI Regulation] shall be also competent to control the conformity of the high-risk AI systems which fall within the scope of this Regulation with the requirements set out in Annex I to this Regulation, provided that the compliance of those notified bodies with the requirements laid down in Article 29 of this Regulation has been assessed in the context of the notification procedure under Regulation [AI Regulation].
3. By way of derogation from paragraph 2, products with digital elements listed in Annex III to this Regulation, which are subject to the conformity assessment procedures referred to in Articles 24(2)(a), 24(2)(b), 24(3)(a) and 24(3)(b) under this Regulation and which are also classified as high-risk AI systems pursuant to Article [Article 6] of the Regulation [AI Regulation] and to which the conformity assessment procedure based on internal control referred to in Annex [Annex VI] to Regulation [the AI Regulation] applies, shall be subject to the conformity assessment procedures required under this Regulation in so far as the essential requirements of this Regulation are concerned.
CHAPTER II
OBLIGATIONS OF ECONOMIC OPERATORS
Article 10 – Obligations of manufacturers
1. When placing a product with digital elements on the market, manufacturers shall ensure that it has been designed, developed and produced in accordance with the essential requirements set out in Section 1 of Annex I.
2. For the purposes of complying with the obligation laid down in paragraph 1, manufacturers shall undertake an assessment of the cybersecurity risks associated with a product with digital elements and take the outcome of that assessment into account during the planning, design, development, production, delivery and maintenance phases of the product with digital elements with a view to minimising cybersecurity risks, preventing security incidents and minimising the impacts of such incidents, including in relation to the health and safety of users.
2a. The risk assessment referred to in paragraph 2 shall be documented and updated as appropriate during the expected lifetime of the product. It shall compromise at least an analysis of cybersecurity risks based ib the intended purpose and reasonable foreseeable use, as well as the conditions of use of the products with digital elements, such as the operational environment, and the assets to be protected, taking into account the whole lifecycle of the product. The risk assessment shall indicate the specific security requirements as set out in point 3 of section 1 of Annex I that are applicable to the respective product with digital elements and how these are implemented as informed by the risk assessment.
3. When placing a product with digital elements on the market, the manufacturer shall include a cybersecurity risk assessment in the technical documentation as set out in Article 23 and Annex V. For products with digital elements referred to in Articles 8 and 24(4) that are also subject to other Union acts, the cybersecurity risk assessment may be part of the risk assessment required by those respective Union acts. Where certain essential requirements are not applicable to the marketed product with digital elements, the manufacturer shall include a clear justification in that documentation.
4. For the purposes of complying with the obligation laid down in paragraph 1, manufacturers shall exercise due diligence when integrating components sourced from third parties in a manner that such components do not compromise the security of the product with digital elements.
5. The manufacturer shall systematically document, in a manner that is proportionate to the nature and the cybersecurity risks, relevant cybersecurity aspects concerning the product with digital elements, including vulnerabilities it becomes aware of and any relevant information provided by third parties, and, where applicable, update the cybersecurity risk assessment of the product.
6. Manufacturers shall ensure, when placing a product with digital elements on the market for the expected product lifetime, that vulnerabilities of that product, including its components, are handled effectively and in accordance with the essential requirements set out in Section 2 of Annex I.
Manufacturers shall determine the expected product lifetime referred to in the first subparagraph taking into accoun the time users reasonably expect to be able to use the product with digital elements given its functionality and intended purpose and therefore can expect to receive security updates.
Manufacturers shall have appropriate policies and procedures, including coordinated vulnerability disclosure policies, referred to in Section 2, point (5), of Annex I, to process and remediate potential vulnerabilities in the product with digital elements reported from internal or external sources.
Security updates, referred to in Section 2, point (8), of Annex I, which have been made available to users shall remain available for a minimum duration of 10 years.
6a. For the purpose of complying with the obligation provided for in the first subparagraph of paragraph 6, where manufacturers have placed subsequent versions of a software product on the market, they may provide security updates only for the software product that they have last placed on the market. They may do so only if the users of the relevant previous product versions have access to the latest product version free of charge and do not incur significant additional costs to adjust the hardware and software environment in which they operate the product.
6b. The Regulation shall not prevent manufacturers from maintaining publicly available archives of previously made available software versions if they provide in a clear and easily accessible manner infromation on risks associated with using software that are not supported or updated anymore.
7. Before placing a product with digital elements on the market, manufacturers shall draw up the technical documentation referred to in Article 23.
They shall carry out the chosen conformity assessment procedures referred to in Article 24 or have them carried out.
Where compliance of the product with digital elements with the essential requirements set out in Section 1 of Annex I and of the processes put in place by the manufacturer with the essential requirements set out in Section 2 of Annex I has been demonstrated by that conformity assessment procedure, manufacturers shall draw up the EU declaration of conformity in accordance with Article 20 and affix the CE marking in accordance with Article 22.
8. Manufacturers shall keep the technical documentation and the EU declaration of conformity, at the disposal of the market surveillance authorities for ten years after the product with digital elements has been placed on the market.
9. Manufacturers shall ensure that procedures are in place for products with digital elements that are part of a series of production to remain in conformity with the requirements of this Regulation. The manufacturer shall adequately take into account changes in the development and production process or in the design or characteristics of the product with digital elements and changes in the harmonised standards, European cybersecurity certification schemes or the common specifications referred to in Article 19 by reference to which the conformity of the product with digital elements is declared or by application of which its conformity is verified.
9a. Manufacturers shall ensure that their products with digital elements bear a type, batch or serial number or other element allowing their identification, or, where that is not possible, on its packaging or in a document accompanying the product with digital elements.
9aa. Manufacturers shall indicate the name, registered trade name or registered trade mark of the manufacturer, and the postal address, email address or other digital contact as well as, where applicable, the website at which the manufacturer can be contacted, on the product with digital elements or, where that is not possible, on its packaging or in a document accompanying the product with digital elements. The contact details shall be in a language which can be easily understood by users and market surveillance authorities.
10. Manufacturers shall ensure that products with digital elements are accompanied by the information and instructions set out in Annex II, in an electronic or physical form. Such information and instructions shall be provided in a language which can be easily understood by users and market surveillance authorities. They shall be clear, understandable, intelligible and legible. They shall allow for a secure installation, operation and use of the products with digital elements.
10a. Manufacturers shall ensure that the end date for the expected product lifetime as referred to in paragraph 6, including at least the month and year, until which the manufacturer will at least ensure the effective handling of vulnerabilities in accordance with the essential requirements set out in Section 2 of Annex I to this Regulation is clearly and understandably specified at the time of purchase, in an easily accessible manner and where applicable on the product with elements, its packaging or by digital means.
11. Manufacturers shall either provide a copy of the EU declaration of conformity or a simplified EU declaration of conformity with the product with digital elements. Where a simplified EU declaration of conformity is provided, it shall contain the exact internet address at which the full EU declaration of conformity can be accessed.
12. From the placing on the market and for the period of time referred to in paragraph 6, manufacturers who know or have reason to believe that the product with digital elements or the processes put in place by the manufacturer are not in conformity with the essential requirements set out in Annex I shall immediately take the corrective measures necessary to bring that product with digital elements or the manufacturer’s processes into conformity, to withdraw or to recall the product, as appropriate.
13. Manufacturers shall, further to a reasoned request from a market surveillance authority, provide that authority, in a language which can be easily understood by it, with all the information and documentation, in paper or electronic form, necessary to demonstrate the conformity of the product with digital elements and of the processes put in place by the manufacturer with the essential requirements set out in Annex I. They shall cooperate with that authority, at its request, on any measures taken to adequately reduce the cybersecurity risks posed by the product with digital elements, which they have placed on the market.
14. A manufacturer that ceases its operations and, as a result, is not able to comply with the obligations laid down in this Regulation shall inform, before the cease of operation takes effect, the relevant market surveillance authorities about this situation, as well as, by any means available and to the extent possible, the users of the concerned products with digital elements placed on the market.
15. The Commission may, by means of implementing acts, specify the format and elements of the software bill of materials set out in Section 2, point (1), of Annex I and the format of the information and instructions referred to in Annex II. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
Article 11 – Reporting obligations of manufacturers
1. The manufacturer shall, notify any actively exploited vulnerability contained in the product with digital elements that they become aware of to the CSIRTs designated as coordinators pursuant to Article 12(1) of Directive (EU) 2022/2555, in accordance with paragraph 2b of this Article.
1a. For this purpose of the notification referred to in paragraph 1, the manufacturers shall submit:
(a) Without undue delay and in any event within 24 hours of becoming aware of the actively exploited vulnerability, an early warning which shall provide general information, as available, about the product with digital elements concerned, the nature of the exploit and of the respective vulnerability. The early warning shall also indicate, where applicable, the Member States on the territory of which the manufacturer is aware that their product with digital elements has been made available. . Where applicable, the early warning shall also indicate any corrective or mitigating measures taken, corrective or mitigating measures that users can take, and include an indication of how sensitive the manufacturer deems the notified information to be.
(b) Without undue delay and in any event within 72 hours of becoming aware of the actively exploited vulnerability, a notification updating the information referred to in point (a). Where applicable, the notification shall indicate any available information about the actively exploited vulnerability, the status of remediation and any corrective or mitigating measures taken.
2. The manufacturers shall, without undue delay, notify any incident having an impact on the security of the product with digital elements that they become aware of to the CSIRTs designated as coordinators pursuant to Article 12(1) of Directive (EU) 2022/2555, in accordance with paragraph 2b of this Article.
2a. For the purpose of the notification referred to in paragraph 2, the manufacturers shall submit:
(a) Without undue delay and in any event within 24 hours of becoming aware of the incident, an early warning which shall provide general information, as available, about the nature of the incident and shall indicate whether the incident is suspected of being caused by unlawful or malicious acts or could have a crossborder impact. The early warning shall also indicate, where applicable, the Member States on the territory of which the manufacturer is aware that their product with digital elements has been made available. Where applicable, the early warning shall also indicate any corrective or mitigating measures taken, corrective or mitigating measures that users can take, and include an indication of how sensitive the manufacturer deems the notified information to be.
(b) Without undue delay and in any event within 72 hours of becoming aware of the incident, an incident notification which shall include information on the severity and impact of the incident, and, where applicable, update the information referred to in point (a). The notification shall also include, if available, information on the indicators of compromise.
2b. The notifications referred to in paragraphs 1 and 2 shall be submitted through one of the electronic notification end points of the single reporting platform referred to in paragraph 2c. Where the manufacturers have their main establishment in the Union, they shall submit the notifications referred to in paragraphs 1 and 2 through the electronic notification end-point of the CSIRT designated as coordinator pursuant to Article 12(1) of Directive (EU) 2022/2555 of the Member State in which they have their main establishment.
For the purposes of this Regulation, a manufacturer shall be considered to have its main establishment in the Union in the Member State where the decisions related to the cybersecurity of its products with digital elements are predominantly taken. Where manufacturers have no main establishment in the Union, they shall notify via the single reporting platform to the CSIRT designated as coordinator pursuant to Article 12(1) of Directive (EU) 2022/2555 in the Member State of their choice.
2c. For the purposes of the notifications referred to in paragraphs 1 and 2, a single reporting platform shall be established, and the day-to day operations managed and maintained by ENISA. The architecture of the single reporting platform shall allow Member States and ENISA to put in place their own electronic notification end-points. The initial recipient of a notification shall, without delay, disseminate the notification via the single reporting platform to all the CSIRTs designated as coordinators pursuant to Article 12(1) of Directive (EU) 2022/2555 on whose territory the manufacturer has indicated that the product with digital elements has been made available and to ENISA. In exceptional circumstances and in particular upon request by the manufacturer and in light of the level of sensitivity of the notified information as indicated by the manufacturer under paragraph 1a (a), the dissemination of the notification may be delayed based on justified cybersecurity related grounds for a period of time that is strictly necessary, including in cases where a vulnerability is subject to a coordinated vulnerability disclosure procedure as referred to in Article 12(1) of Directive (EU) 2022/2555. The CSIRTs network, established pursuant to Article 15 of Directive (EU) 2022/2555, shall adopt guidelines on the terms and conditions for applying the aforementioned cybersecurity related grounds.
After receiving a notification regarding an actively exploited vulnerability in a product with digital elements or regarding an incident having an impact on the security of a product with digital elements, the CSIRTs shall provide market surveillance authorities of their respective Member States with the notified information necessary for the market surveillance authorities to fulfil their obligations under this Regulation.
2cc. ENISA shall notify without undue delay any security incident affecting the single reporting platform to the CSIRTs network.
2d. The CSIRTs network shall provide specifications on the organisational matters regarding the establishment, maintenance and secure operation of the single reporting platform, including at least the following:
(a) security arrangements related to the establishment, operation and maintenance of the platform, as well as the electronic notification end-points setup by the CSIRTs at national level, including security aspects;
(b) the type of information and format of the notifications.
2dd. ENISA shall comply with the specifications provided by the CSIRTs network as referred to in paragraph 2d in the development and operations for the management and maintenance of the single reporting platform.
2aaaa. Manufacturers of products with digital elements shall have the possibility to voluntarily report vulnerabilities of which active exploitation has not yet been observed.
2aaaaa. Where a CSIRT designated as coordinator pursuant to Article 12(1) of Directive (EU) 2022/2555 has been made aware of an actively exploited vulnerability as part of a coordinated vulnerability disclosure procedure as referred to in Article 12(1) of Directive (EU) 2022/2555, the initial recipient CSIRT may delay the dissemination of the respective notification via the single reporting platform based on justified cybersecurity related grounds for a period of time that is strictly necessary and until consent for disclosure by the involved coordinated vulnerability disclosure parties is reached. This does not prevent manufacturers from notifying such a vulnerability on a voluntary basis in accordance with the procedure laid down in this Article.
2ab. Where a third party other than the manufacturer notifies an actively exploited vulnerability or an incident having an impact on the security of a product with digital elements under the scope of this Regulation to a CSIRT designated as coordinator pursuant to Article 12(1) of Directive (EU) 2022/2555, that CSIRT shall without undue delay inform the manufacturer.
3. ENISA may submit to the European cyber crisis liaison organisation network (EU-CyCLONe) established under Article 16 of Directive (EU) 2022/2555 information notified pursuant to paragraphs 1(a), 1(b), 2a(a) and 2a(b) if such information is relevant for the coordinated management of large-scale cybersecurity incidents and crises at an operational level. For the purpose of determining such relevance, ENISA may consider technical analyses performed by the CSIRTs network, where available.
4. The manufacturer shall inform, after becoming aware, the users of the product with digital elements about an actively exploited vulnerability or an incident having an impact on the security of the product with digital elements and, where necessary, about corrective measures that the user can deploy to mitigate the impact of that vulnerability or incident, where appropriate in a structured and easily automatically processible machine-readable format. Where the manufacturer fails to inform the users of the product with digital elements in a timely manner, the notified CSIRT may provide such information to the users when considered proportionate and necessary for preventing or mitigating the impact of that vulnerability or incident.
5. The Commission may, by means of implementing acts, specify further the type of information, format and procedure of the notifications submitted pursuant to paragraphs 1 to 2ab of the Article. Those implementingacts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
6. ENISA, on the basis of the notifications received pursuant to paragraphs 1 and 2, shall prepare a biennial technical report on emerging trends regarding cybersecurity risks in products with digital elements and submit it to the Cooperation Group established under Article 14 of Directive (EU) 2022/2555. The first such report shall be submitted within 24 months after the obligations laid down in paragraphs 1 and 2 start applying.
7. Manufacturers shall, upon identifying a vulnerability in a component, including in an open source component, which is integrated in the product with digital elements, report the vulnerability to the person or entity maintaining the component. Where manufacturers have developed a software modification to address the vulnerability in that component, they shall share the relevant code with the person or entity maintaining the component, where appropriate in a machine readable format.
Article 12 – Authorised representatives
1. A manufacturer may, by a written mandate, appoint an authorised representative.
2. The obligations laid down in Article 10(1) to (7) first indent and (9) shall not form part of the authorised representative’s mandate.
3. An authorised representative shall perform the tasks specified in the mandate received from the manufacturer. The mandate shall allow the authorised representative to do at least the following:
(a) keep the EU declaration of conformity referred to in Article 20 and the technical documentation referred to in Article 23 at the disposal of the market surveillance authorities for ten years after the product with digital elements has been placed on the market;
(b) further to a reasoned request from a market surveillance authority, provide that authority with all the information and documentation necessary to demonstrate the conformity of the product with digital elements;
(c) cooperate with the market surveillance authorities, at their request, on any action taken to eliminate the cybersecurity risks posed by a product with digital elements covered by the authorised representative’s mandate.
Article 13 – Obligations of importers
1. Importers shall only place on the market products with digital elements that comply with the essential requirements set out in Section 1 of Annex I and where the processes put in place by the manufacturer are compliant with the essential requirements set out in Section 2 of Annex I.
2. Before placing a product with digital elements on the market, importers shall ensure that:
(a) the appropriate conformity assessment procedures referred to in Article 24 have been carried out by the manufacturer;
(b) the manufacturer has drawn up the technical documentation;
(c) the product with digital elements bears the CE marking referred to in Article 22 and is accompanied by the required documents as referred to in Article 10(11) and the information and instructions for use as set out in Annex II in a language which can be easily understood by users and market surveillance authorities.
(d) The manufacturer has complied with the requirements set out in Article 10(9a), 10(9aa) and 10(10a).
3. Where an importer considers or has reason to believe that a product with digital elements or the processes put in place by the manufacturer are not in conformity with the essential requirements set out in Annex I, the importer shall not place the product on the market until that product or the processes put in place by the manufacturer have been brought into conformity with the essential requirements set out in Annex I. Furthermore, where the product with digital elements presents a significant cybersecurity risk, the importer shall inform the manufacturer and the market surveillance authorities to that effect.
4. Importers shall indicate their name, registered trade name or registered trademark, the postal address, email address or other digital contact as well as, where applicable, the website at which they can be contacted on the product with digital elements or, where that is not possible, on its packaging or in a document accompanying the product with digital elements. The contact details shall be in a language easily understood by users and market surveillance authorities.
5. Importers who know or have reason to believe that a product with digital elements, which they have placed on the market, or the processes put in place by its manufacturer, are not in conformity with the essential requirements set out in Annex I shall immediately take the corrective measures necessary to bring that product with digital elements or the processes put in place by its manufacturer into conformity with the essential requirements set out in Annex I, or to withdraw or recall the product, if appropriate. Upon identifying a vulnerability in the product with digital elements, importers shall inform the manufacturer without undue delay about that vulnerability. Furthermore, where the product with digital elements presents a significant cybersecurity risk, importers shall immediately inform the market surveillance authorities of the Member States in which they made the product with digital elements available on the market to that effect, giving details, in particular, of the non-conformity and of any corrective measures taken.
6. Importers shall, for ten years after the product with digital elements has been placed on the market, keep a copy of the EU declaration of conformity at the disposal of the market surveillance authorities and ensure that the technical documentation can be made available to those authorities, upon request.
7. Importers shall, further to a reasoned request from a market surveillance authority, provide it with all the information and documentation, in paper or electronic form, necessary to demonstrate the conformity of the product with digital elements with the essential requirements set out in Section 1 of Annex I as well as of the processes put in place by the manufacturer with the essential requirements set out in Section 2 of Annex I in a language that can be easily understood by that authority. They shall cooperate with that authority, at its request, on any action taken to adequately reduce the cybersecurity risks posed by a product with digital elements, which they have placed on the market.
8. When the importer of a product with digital elements becomes aware that the manufacturer of that product ceased its operations and, as result, is not able to comply with the obligations laid down in this Regulation, the importer shall inform the relevant market surveillance authorities about this situation, as well as, by any means available and to the extent possible, the users of the products with digital elements placed on the market.
Article 14 – Obligations of distributors
1. When making a product with digital elements available on the market, distributors shall act with due care in relation to the requirements of this Regulation.
2. Before making a product with digital elements available on the market, distributors shall verify that:
(a) the product with digital elements bears the CE marking;
(b) the manufacturer and the importer have complied with the obligations set out respectively in Articles 10(9a), 10(9aa), 10(10), 10(10a), 10(11) and 13(4).
3. Where a distributor considers or has reason to believe that a product with digital elements or the processes put in place by the manufacturer are not in conformity with the essential requirements set out in Annex I, the distributor shall not make the product with digital elements available on the market until that product or the processes put in place by the manufacturer have been brought into conformity. Furthermore, where the product with digital elements poses a significant cybersecurity risk, the distributor shall inform without undue delay the manufacturer and the market surveillance authorities to that effect.
4. Distributors who know or have reason to believe that a product with digital elements, which they have made available on the market, or the processes put in place by its manufacturer are not in conformity with the essential requirements set out in Annex I shall make sure that the corrective measures necessary to bring that product with digital elements or the processes put in place by its manufacturer into conformity are taken, or to withdraw or recall the product, if appropriate. Upon identifying a vulnerability in the product with digital elements, distributors shall inform the manufacturer without undue delay about that vulnerability. Furthermore, where the product with digital elements presents a significant cybersecurity risk, distributors shall immediately inform the market surveillance authorities of the Member States in which they have made the product with digital elements available on the market to that effect, giving details, in particular, of the non-conformity and of any corrective measures taken.
5. Distributors shall, further to a reasoned request from a market surveillance authority, provide it with all the information and documentation, in paper or electronic form, necessary to demonstrate the conformity of the product with digital elements and the processes put in place by its manufacturer with the essential requirements set out in Annex I in a language that can be easily understood by that authority. They shall cooperate with that authority, at its request, on any measures taken to eliminate the cybersecurity risks posed by a product with digital elements, which they have made available on the market.
6. When the distributor of a product with digital elements becomes aware that the manufacturer of that product ceased its operations and, as result, is not able to comply with the obligations laid down in this Regulation, the distributor shall inform, without undue delay, the relevant market surveillance authorities about this situation, as well as, by any means available and to the extent possible, the users of the products with digital elements placed on the market.
Article 15 – Cases in which obligations of manufacturers apply to importers and distributors
An importer or distributor shall be considered a manufacturer for the purposes of this Regulation and shall be subject to Articles 10 and 11(1), (1a), (2), (2a), (2b), 2(aaaa) (4) and (7) where that importer or distributor places a product with digital elements on the market under his or her name or trademark or carries out a substantial modification of the product with digital elements already placed on the market.
Article 16 – Other cases in which obligations of manufacturers apply
A natural or legal person, other than the manufacturer, the importer or the distributor, that carries out a substantial modification of the product with digital elements shall be considered a manufacturer for the purposes of this Regulation. That person shall be subject to Articles 10 and 11(1), (1a), (2), (2a), (2b), 2(aaaa), (4) and (7), for the part of the product that is affected by the substantial modification or, if the substantial modification has an impact on the cybersecurity of the product with digital elements as a whole, for the entire product.
Article 17 – Identification of economic operators
1. Economic operators shall, on request and where the information is available, provide to the market surveillance authorities the following information:
(a) name and address of any economic operator who has supplied them with a product with digital elements;
(b) name and address of any economic operator to whom they have supplied a product with digital elements;
2. Economic operators shall be able to present the information referred to in paragraph 1 for ten years after they have been supplied with the product with digital elements and for ten years after they have supplied the product with digital elements.
CHAPTER III
CONFORMITY OF THE PRODUCT WITH DIGITAL ELEMENTS
Article 18 – Presumption of conformity
1. Products with digital elements and processes put in place by the manufacturer which are in conformity with harmonised standards or parts thereof the references of which have been published in the Official Journal of the European Union shall be presumed to be in conformity with the essential requirements set out in Annex I covered by those standards or parts thereof.
2. The Commission shall, as provided in Article 10(1) of Regulation (EU) No 1025/2012,
request one or more European standardisation organisations to draft harmonised
standards for the essential requirements set out in Annex I.
3. The Commission may adopt implementing acts establishing common specifications covering technical requirements that provide a means to comply with the essential requirements set out in Annex I for products with digital elements within the scope of this Regulation.
Those implementing acts shall only be adopted where the following conditions are
fulfilled:
(a) the Commission has requested, pursuant to Article 10(1) of Regulation (EU) No 1025/2012, one or more European standardisation organisations to draft a harmonised standard for the essential requirements set out in Annex I and:
(i) the request has not been accepted; or
(ii) the harmonised standards addressing that request are not delivered within the deadline set in accordance with Article 10(1) of Regulation (EU) No 1025/2012; or
(iii) the harmonised standards do not comply with the request; and
(b) no reference to harmonised standards covering the relevant essential requirements set out in Annex I has been published in the Official Journal of the European Union in accordance with Regulation (EU) No 1025/2012 and no such reference is expected to be published within a reasonable period. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
4. Before preparing the draft implementing act referred to in paragraph 3, the Commission shall inform the committee referred to in Article 22 of Regulation (EU) No 1025/2012 that it considers that the conditions in paragraph 3 have been fulfilled.
5. When preparing the draft implementing act referred to in paragraph 3, the Commission shall take into account the views of relevant bodies or the expert group and shall duly consult all relevant stakeholders
6. Products with digital elements and processes put in place by the manufacturer which are in conformity with the common specifications established by implementing acts referred to in paragraph 3, or parts thereof, shall be presumed to be in
conformity with the essential requirements set out in Annex I, covered by those common specifications or parts thereof.
7. Where harmonised standard is adopted by a European standardisation organisation and proposed to the Commission for the purpose of publishing its reference in the Official Journal of the European Union, the Commission shall access the harmonised standard in accordance with Regulation (EU) No 1025/2012. When reference of a harmonised standard is published in the Official Journal of the European Union, the Commission shall repeal the implementing acts referred to in paragraph 3, or parts thereof which cover the same essential requirements as those covered by that harmonised standard.
8. When a Member State considers that a common specification does not entirely satisfy
the essential requirements set out in Annex I, it shall inform the Commission thereof by
submitting a detailed explanation. The Commission shall assess that detailed explanation and may, if appropriate, amend the implementing act establishing the
common specification in question.
9. Products with digital elements and processes put in place by the manufacturer for which an EU statement of conformity or certificate has been issued under the European cybersecurity certification scheme adopted as per Regulation (EU) 2019/881, shall be presumed to be in conformity with the essential requirements set out in Annex I and related conformity assessment procedures. For those purposes of the presumption of comformity, products with digital elements that need to undergo the conformity assessment procedures referred to in Article 24(2) and (3) shall have a European cybersecurity certificate that refers to the required assurance level.
10. The Commission may, by means of implementing acts, specify the European cybersecurity certification schemes adopted pursuant to Regulation (EU) 2019/881 that can be used to demonstrate conformity with the essential requirements or poarts thereof as set out in Annex I and related conformity assessment procedures. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
Article 19 – EU declaration of conformity
1. The EU declaration of conformity shall be drawn up by manufacturers in accordance with Article 10(7) and state that the fulfilment of the applicable essential requirements set out in Annex I has been demonstrated.
2. The EU declaration of conformity shall have the model structure set out in Annex IV and shall contain the elements specified in the relevant conformity assessment procedures set out in Annex VI. Such a declaration shall be continuously updated. It shall be made available in the language or languages required by the Member State in which the product with digital elements is placed on the market or made available on the market.
The simplified EU declaration of conformity referred to in Article 10(11) shall contain the model structure set out in Annex [XX] and shall be continuously updated. It shall be made available in the languages required by the Member State in which the product with digital elements is placed on the market or made available on the market. The full text of the EU declaration of conformity shall be available at the internet address referred to in the simplified EU declaration of conformity, in the languages required by the Member State in which the product with digital elements is placed on the market or made available on the market.
3. Where a product with digital elements is subject to more than one Union act requiring an EU declaration of conformity, a single EU declaration of conformity shall be drawn up in respect of all such Union acts. That declaration shall contain the identification of the Union acts concerned, including their publication references.
4. By drawing up the EU declaration of conformity, the manufacturer shall assume responsibility for the compliance of the product.
5. The Commission is empowered to adopt delegated acts in accordance with Article 50 to supplement this Regulation by adding elements to the minimum content of the EU declaration of conformity set out in Annex IV to take account of technological developments.
Article 20 – General principles of the CE marking
The CE marking as defined in Article 3(32) shall be subject to the general principles set out in Article 30 of Regulation (EC) No 765/2008.
Article 21 – Rules and conditions for affixing the CE marking
1. The CE marking shall be affixed visibly, legibly and indelibly to the product with digital elements. Where that is not possible or not warranted on account of the nature of the product with digital elements, it shall be affixed to the accompanying documents and where applicable to the packaging.
2. On account of the nature of the product with digital elements, the height of the CE marking affixed to the product with digital elements may be lower than 5 mm, provided that it remains visible and legible.
3. The CE marking shall be affixed before the product with digital elements is placed on the market. It may be followed by a pictogram or any other mark indicating a special risk or use set out in implementing acts referred to in paragraph 6.
4. The CE marking shall be followed by the identification number of the notified body, where that body is involved in the conformity assessment procedure based on full quality assurance (based on module H) referred to in Article 24. The identification number of the notified body shall be affixed by the body itself or, under its instructions, by the manufacturer or the manufacturer’s authorised representative.
5. Member States shall build upon existing mechanisms to ensure correct application of the regime governing the CE marking and shall take appropriate action in the event of improper use of that marking. Where the product with digital elements is subject to other Union legislation which also provides for the affixing of the CE marking, the CE marking shall indicate that the product also fulfils the requirements of that other legislation.
6. The Commission may, by means of implementing acts, lay down technical specifications for pictograms or any other marks related to the security of the products with digital elements, and mechanisms to promote their use. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
Article 22 – Technical documentation
1. The technical documentation shall contain all relevant data or details of the means used by the manufacturer to ensure that the product with digital elements and the processes put in place by the manufacturer comply with the essential requirements set out in Annex I. It shall at least contain the elements set out in Annex V.
2. The technical documentation shall be drawn up before the product with digital elements is placed on the market and shall be continuously updated.
3. For products with digital elements referred to in Articles 8 and 24(4) that are also subject to other Union acts, one single technical documentation shall be drawn up containing the information referred to in Annex V of this Regulation and the information required by those respective Union acts.
4. The technical documentation and correspondence relating to any conformity assessment procedure shall be drawn up in an official language of the Member State in which the notified body is established or in a language acceptable to that body.
5. The Commission is empowered to adopt delegated acts in accordance with Article 50 to supplement this Regulation by the elements to be included in the technical documentation set out in Annex V to take account of technological developments, as well as developments encountered in the implementation process of this Regulation.
Article 23 – Conformity assessment procedures for products with digital elements
1. The manufacturer shall perform a conformity assessment of the product with digital elements and the processes put in place by the manufacturer to determine whether the essential requirements set out in Annex I are met. The manufacturer shall demonstrate conformity with the essential requirements by using any of the following procedures:
(a) the internal control procedure (based on module A) set out in Annex VI;
(b) the EU-type examination procedure (based on module B) set out in Annex VI followed by conformity to EU-type based on internal production control (based on module C) set out in Annex VI;
(c) conformity assessment based on full quality assurance (based on module H) set out in Annex VI; or
(d) where available and applicable, a European cybersecurity certification scheme as specified in Article 18(9) and (10) at any assurance level.
2. Where, in assessing the compliance of the critical product with digital elements of class I as set out in Annex III and the processes put in place by its manufacturer with the essential requirements set out in Annex I, the manufacturer has not applied or has applied only in part harmonised standards, common specifications or European cybersecurity certification schemes as referred to in Article 18, or where such harmonised standards, common specifications or European cybersecurity certification schemes do not exist, the product with digital elements concerned and the processes put in place by the manufacturer shall be submitted with regard to those essential requirements to any of the following procedures:
(a) the EU-type examination procedure (based on module B) set out in Annex VI followed by conformity to EU-type based on internal production control (based on module C) set out in Annex VI;
(b) conformity assessment based on full quality assurance (based on module H) set out in Annex VI; or
(c) where available and applicable, a European cybersecurity certification scheme as specified in Article 18(9) and (10) at the required assurance level.
3. Where the product is a product with digital elements of class II as set out in Annex III, the manufacturer shall demonstrate conformity with the essential requirements set out in Annex I by using one of the following procedures:
(a) EU-type examination procedure (based on module B) set out in Annex VI followed by conformity to EU-type based on internal production control (based on module C) set out in Annex VI;
(b) conformity assessment based on full quality assurance (based on module H) set out in Annex VI; or
(c) where available and applicable, a European cybersecurity certification scheme as specified in Article 18(9) and (10) at the required assurance level.
3aa. Products listed in Annex IIIa shall demonstrate conformity with the essential requirements set out in Annex I by using one of the following procedures:
(a) a European cybersecurity certification scheme in accordance with Article 6a (1) , or,
(b) where the conditions in Article 6a (1) are not met, any of the procedures referred to in paragraph 3 of this Article.
4. Manufacturers of products with digital elements that are classified as EHR systems under the scope of Regulation [the European Health Data Space Regulation] shall demonstrate conformity with the essential requirements laid down in Annex I of this Regulation using the relevant conformity assessment procedure as required by Regulation [Chapter III of the European Health Data Space Regulation].
5. The specific interests and needs of SMEs, including start-ups, shall be taken into account when setting the fees for conformity assessment.
Article 23a- Support measures for small and micro enterprises
1. Member States may undertake the following actions, tailored to the needs of small and micro enterprises:
(a) organise specific awareness raising and training activities about the application of this Regulation;
(b) where appropriate, establish a dedicated channel for communication with small and micro enterprises and, as appropriate, local public authorities to provide advice and respond to queries about the implementation of this Regulation.
(c) where appropriate, support testing and conformity assessment activities.
2. The Commission shall ensure the development of guidance for small and micro enterprises in relation to the implementation of this Regulation.
3. Small and micro enterprises may provide the elements of the technical documentation specified in Annex V in a simplified manner. For this purpose, the Commission, in consultation with the market surveillance authorities, shall establish a simplified technical documentation form targeted at the needs of small and micro enterprises. Where a small or micro enterprise opts to provide the information required in Annex V in a simplified manner, it shall use the form referred to in this paragraph. Notified bodies shall accept the form for the purpose of conformity assessment.
CHAPTER IV
NOTIFICATION OF CONFORMITY ASSESSMENT BODIES
Article 25 – Notification
Member States shall notify the Commission and the other Member States of conformity assessment bodies authorised to carry out conformity assessments in accordance with this Regulation.
Article 26 – Notifying authorities
1. Member States shall designate a notifying authority that shall be responsible for setting up and carrying out the necessary procedures for the assessment and notification of conformity assessment bodies and the monitoring of notified bodies, including compliance with Article 31.
2. Member States may decide that the assessment and monitoring referred to in paragraph 1 shall be carried out by a national accreditation body within the meaning of and in accordance with Regulation (EC) No 765/2008.
3. Where the notifying authority delegates or otherwise entrusts the assessment, notification or monitoring referred to in paragraph 1 to a body which is not a governmental entity, that body shall be a legal entity and shall comply mutatis mutandis with the requirements laid down in [Article 27] of this Regulation. In addition it shall have arrangements to cover liabilities arising out of its activities.
4. The notifying authority shall take full responsability for the tasks performed by the body referred to in paragraph 3.
Article 27 – Requirements relating to notifying authorities
1. A notifying authority shall be established in such a way that no conflict of interest with conformity assessment bodies occurs.
2. A notifying authority shall be organised and shall function so as to safeguard the objectivity and impartiality of its activities.
3. A notifying authority shall be organised in such a way that each decision relating to notification of a conformity assessment body is taken by competent persons different from those who carried out the assessment.
4. A notifying authority shall not offer or provide any activities that conformity assessment bodies perform or consultancy services on commercial or competitive basis.
5. A notifying authority shall safeguard the confidentiality of the information it obtains.
6. A notifying authority shall have a sufficient number of competent personnel at its disposal for the proper performance of its tasks.
Article 28 – Information obligation on notifying authorities
1. Member States shall inform the Commission of their procedures for the assessment and notification of conformity assessment bodies and the monitoring of notified bodies, and of any changes thereto.
2. The Commission shall make that information publicly available.
Article 29 – Requirements relating to notified bodies
1. For the purposes of notification, a conformity assessment body shall meet the requirements laid down in paragraphs 2 to 12.
2. A conformity assessment body shall be established under national law and have legal personality.
3. A conformity assessment body shall be a third-party body independent of the organisation or the product it assesses. A body belonging to a business association or professional federation representing undertakings involved in the design, development, production, provision, assembly, use or maintenance of products with digital elements which it assesses, may, on condition that its independence and the absence of any conflict of interest are demonstrated, be considered such a body.
4. A conformity assessment body, its top level management and the personnel responsible for carrying out the conformity assessment tasks shall not be the designer, developer, manufacturer, supplier, importer, distributor, installer, purchaser, owner, user or maintainer of the products with digital elements which they assess, nor the authorised representative of any of those parties. This shall not preclude the use of assessed products that are necessary for the operations of the conformity assessment body or the use of such products for personal purposes.
A conformity assessment body, its top level management and the personnel responsible for carrying out the conformity assessment tasks shall not be directly involved in the design, development, production, import, distribution, the marketing, installation, use or maintenance of those products, or represent the parties engaged in those activities. They shall not engage in any activity that may conflict with their independence of judgement or integrity in relation to conformity assessment activities for which they are notified. This shall in particular apply to consultancy services. Conformity assessment bodies shall ensure that the activities of their subsidiaries or subcontractors do not affect the confidentiality, objectivity or impartiality of their conformity assessment activities.
5. Conformity assessment bodies and their personnel shall carry out the conformity assessment activities with the highest degree of professional integrity and the requisite technical competence in the specific field and shall be free from all pressures and inducements, particularly financial, which might influence their judgement or the results of their conformity assessment activities, especially as regards persons or groups of persons with an interest in the results of those activities.
6. A conformity assessment body shall be capable of carrying out all the conformity assessment tasks referred to in Annex VI and in relation to which it has been notified, regardless of whether those tasks are carried out by the conformity assessment body itself or on its behalf and under its responsibility. At all times and for each conformity assessment procedure and each kind or category of products with digital elements in relation to which it has been notified, a conformity assessment body shall have at its disposal the necessary:
(a) personnel with technical knowledge and sufficient and appropriate experience to perform the conformity assessment tasks;
(b) descriptions of procedures in accordance with which conformity assessment is carried out, ensuring the transparency and the ability of reproduction of those procedures. It shall have appropriate policies and procedures in place that distinguish between tasks it carries out as a notified body and other activities;
(c) procedures for the performance of activities which take due account of the size of an undertaking, the sector in which it operates, its structure, the degree of complexity of the product technology in question and the mass or serial nature of the production process. It shall have the means necessary to perform the technical and administrative tasks connected with the conformity assessment activities in an appropriate manner and shall have access to all necessary equipment or facilities.
7. The personnel responsible for carrying out conformity assessment activities shall have the following:
(a) sound technical and vocational training covering all the conformity assessment activities in relation to which the conformity assessment body has been notified;
(b) satisfactory knowledge of the requirements of the assessments they carry out and adequate authority to carry out those assessments;
(c) appropriate knowledge and understanding of the essential requirements set out in Annex I, of the applicable harmonised standards as well as the common specifications and of the relevant provisions of Union harmonisation legislation and of its implementing acts;
(d) the ability to draw up certificates, records and reports demonstrating that assessments have been carried out.
8. The impartiality of the conformity assessment bodies, their top level management and of the assessment personnel shall be guaranteed. The remuneration of the top level management and assessment personnel of a conformity assessment body shall not depend on the number of assessments carried out or on the results of those assessments.
9. Conformity assessment bodies shall take out liability insurance unless liability is assumed by the State in accordance with national law, or the Member State itself is directly responsible for the conformity assessment.
10. The personnel of a conformity assessment body shall observe professional secrecy with regard to all information obtained in carrying out their tasks under Annex VI or any provision of national law giving effect to it, except in relation to the market surveillance authorities of the Member State in which its activities are carried out. Proprietary rights shall be protected. The conformity assessment body shall have documented procedures ensuring compliance with this paragraph.
11. Conformity assessment bodies shall participate in, or ensure that their assessment personnel are informed of, the relevant standardisation activities and the activities of the notified body coordination group established under Article 40 and apply as general guidance the administrative decisions and documents produced as a result of the work of that group.
12. Conformity assessment bodies shall operate in accordance with a set of consistent, fair and reasonable terms and conditions, in particular taking into account the interests of SMEs in relation to fees.
Article 30 – Presumption of conformity of notified bodies
Where a conformity assessment body demonstrates its conformity with the criteria laid down in the relevant harmonised standards or parts thereof the references of which have been published in the Official Journal of the European Union it shall be presumed to comply with the requirements set out in Article 29 in so far as the applicable harmonised standards cover those requirements.
Article 31 – Subsidiaries of and subcontracting by notified bodies
1. Where a notified body subcontracts specific tasks connected with conformity assessment or has recourse to a subsidiary, it shall ensure that the subcontractor or the subsidiary meets the requirements set out in Article 29 and shall inform the notifying authority accordingly.
2. Notified bodies shall take full responsibility for the tasks performed by subcontractors or subsidiaries wherever these are established.
3. Activities may be subcontracted or carried out by a subsidiary only with the agreement of the manufacturer.
4. Notified bodies shall keep at the disposal of the notifying authority the relevant documents concerning the assessment of the qualifications of the subcontractor or the subsidiary and the work carried out by them under this Regulation.
Article 32 – Application for notification
1. A conformity assessment body shall submit an application for notification to the notifying authority of the Member State in which it is established.
2. That application shall be accompanied by a description of the conformity assessment activities, the conformity assessment procedure or procedures and the product or products for which that body claims to be competent, as well as by an accreditation certificate, where applicable, issued by a national accreditation body attesting that the conformity assessment body fulfils the requirements laid down in Article 29.
3. Where the conformity assessment body concerned cannot provide an accreditation certificate, it shall provide the notifying authority with all the documentary evidence necessary for the verification, recognition and regular monitoring of its compliance with the requirements laid down in Article 29.
Article 33 – Notification procedure
1. Notifying authorities may notify only conformity assessment bodies, which have satisfied the requirements laid down in Article 29.
2. The notifying authority shall notify the Commission and the other Member States using the New Approach Notified and Designated Organisations (NANDO) information system developed and managed by the Commission.
3. The notification shall include full details of the conformity assessment activities, the conformity assessment module or modules and product or products concerned and the relevant attestation of competence.
4. Where a notification is not based on an accreditation certificate as referred to in Article 32(2), the notifying authority shall provide the Commission and the other Member States with documentary evidence which attests to the conformity assessment body’s competence and the arrangements in place to ensure that that body will be monitored regularly and will continue to satisfy the requirements laid down in Article 29.
5. The body concerned may perform the activities of a notified body only where no objections are raised by the Commission or the other Member States within two weeks of a notification where an accreditation certificate is used or within two months of a notification where accreditation is not used. Only such a body shall be considered a notified body for the purposes of this Regulation.
6. The Commission and the other Member States shall be notified of any subsequent relevant changes to the notification.
Article 34 – Identification numbers and lists of notified bodies
1. The Commission shall assign an identification number to a notified body. It shall assign a single such number even where the body is notified under several Union acts.
2. The Commission shall make publicly available the list of the bodies notified under this Regulation, including the identification numbers that have been allocated to them and the activities for which they have been notified. The Commission shall ensure that that list is kept up to date.
Article 35 – Changes to notifications
1. Where a notifying authority has ascertained or has been informed that a notified body no longer meets the requirements laid down in Article 29, or that it is failing to fulfil its obligations, the notifying authority shall restrict, suspend or withdraw notification as appropriate, depending on the seriousness of the failure to meet those requirements or fulfil those obligations. It shall immediately inform the Commission and the other Member States accordingly.
2. In the event of restriction, suspension or withdrawal of notification, or where the notified body has ceased its activity, the notifying Member State shall take appropriate steps to ensure that the files of that body are either processed by another notified body or kept available for the responsible notifying and market surveillance authorities at their request.
Article 36 – Challenge of the competence of notified bodies
1. The Commission shall investigate all cases where it doubts, or doubt is brought to its attention regarding the competence of a notified body or the continued fulfilment by a notified body of the requirements and responsibilities to which it is subject.
2. The notifying Member State shall provide the Commission, on request, with all information relating to the basis for the notification or the maintenance of the competence of the body concerned.
3. The Commission shall ensure that all sensitive information obtained in the course of its investigations is treated confidentially.
4. Where the Commission ascertains that a notified body does not meet or no longer meets the requirements for its notification, it shall inform the notifying Member State accordingly and request it to take the necessary corrective measures, including de-notification if necessary.
Article 37 – Operational obligations of notified bodies
1. Notified bodies shall carry out conformity assessments in accordance with the conformity assessment procedures provided for in Article 24 and Annex VI.
2. Conformity assessments shall be carried out in a proportionate manner, avoiding unnecessary burdens for economic operators. Conformity assessment bodies shall perform their activities taking due account of the size of an undertaking, the sector in which it operates, its structure, the degree of complexity of the product technology in question and the mass or serial nature of the production process.
3. Notified bodies shall however respect the degree of rigour and the level of protection required for the compliance of the product with the provisions of Regulation.
4. Where a notified body finds that requirements laid down in Annex I or in corresponding harmonised standards or in common specifications as referred to in Article 18 have not been met by a manufacturer, it shall require that manufacturer to take appropriate corrective measures and shall not issue a certificate of conformity.
5. Where, in the course of the monitoring of conformity following the issuance of a certificate, a notified body finds that a product no longer complies with the requirements laid down in this Regulation, it shall require the manufacturer to take appropriate corrective measures and shall suspend or withdraw the certificate if necessary.
6. Where corrective measures are not taken or do not have the required effect, the notified body shall restrict, suspend or withdraw any certificates, as appropriate.
Article 37a – Appeal against decisions of notified bodies
Member States shall ensure that an appeal procedure agaisnt decisions of the notified bodies is available
Article 38 – Information obligation on notified bodies
1. Notified bodies shall inform the notifying authority of the following:
(a) any refusal, restriction, suspension or withdrawal of a certificate;
(b) any circumstances affecting the scope of and conditions for notification;
(c) any request for information which they have received from market surveillance authorities regarding conformity assessment activities;
(d) on request, conformity assessment activities performed within the scope of their notification and any other activity performed, including cross-border activities and subcontracting.
2. Notified bodies shall provide the other bodies notified under this Regulation carrying out similar conformity assessment activities covering the same products with relevant information on issues relating to negative and, on request, positive conformity assessment results.
Article 39 – Exchange of experience
The Commission shall provide for the organisation of exchange of experience between the Member States’ national authorities responsible for notification policy.
Article 40 – Coordination of notified bodies
1. The Commission shall ensure that appropriate coordination and cooperation between notified bodies are put in place and properly operated in the form of a cross sectoral group of notified bodies.
2. Member States shall ensure that the bodies notified by them participate in the work of that group, directly or by means of designated representatives.
CHAPTER V
MARKET SURVEILLANCE AND ENFORCEMENT
Article 41 – Market surveillance and control of products with digital elements in the Union market
1. Regulation (EU) 2019/1020 shall apply to the products with digital elements within the scope of this Regulation.
2. Each Member State shall designate one or more market surveillance authorities for the purpose of ensuring the effective implementation of this Regulation. Member States may designate an existing or new authority to act as market surveillance authority for this Regulation.
3. Where relevant, the market surveillance authorities shall cooperate with the national cybersecurity certification authorities designated under Article 58 of Regulation (EU) 2019/881 and exchange information on a regular basis. With respect to the supervision of the implementation of the reporting obligations pursuant to Article 11 of this Regulation, the designated market surveillance authorities shall cooperate with the CSIRTs designated as coordinators pursuant to Article 12(1) of Directive (EU) 2022/2555 and ENISA.
4. Where relevant, the market surveillance authorities shall cooperate with other market surveillance authorities designated on the basis of other Union harmonisation legislation for other products, and exchange information on a regular basis.
5. Market surveillance authorities shall cooperate, as appropriate, with the authorities supervising Union data protection law. Such cooperation includes informing these authorities of any finding relevant for the fulfilment of their competences, including when issuing guidance and advice pursuant to paragraph 8 of this Article if such guidance and advice concerns the processing of personal data.
Authorities supervising Union data protection law shall have the power to request and access any documentation created or maintained under this Regulation when access to that documentation is necessary for the fulfilment of their tasks. They shall inform the designated market surveillance authorities of the Member State concerned of any such request.
6. Member States shall ensure that the designated market surveillance authorities are provided with adequate financial, human and technical resources, including, where appropriate, processing automation tools, to fulfil their tasks under this Regulation.
7. The Commission shall facilitate the exchange of experience between designated market surveillance authorities.
8. Market surveillance authorities may provide guidance and advice to economic operators on the implementation of this Regulation, with the support of the Commission.
9. The market surveillance authorities shall report to the Commission on an annual basis the outcomes of relevant market surveillance activities. The designated market surveillance authorities shall report, without delay, to the Commission and relevant national competition authorities any information identified in the course of market surveillance activities that may be of potential interest for the application of Union competition law.
10. For products with digital elements in the scope of this Regulation classified as high-risk AI systems according to Article [Article 6] of the Regulation [the AI Regulation], the market surveillance authorities designated for the purposes of the Regulation [the AI Regulation] shall be the authorities responsible for market surveillance activities required under this Regulation. The market surveillance authorities designated pursuant to Regulation [the AI Regulation] shall cooperate, as appropriate, with the market surveillance authorities designated pursuant to this Regulation and, with respect to the supervision of the implementation of the reporting obligations pursuant to Article 11, with the CSIRTs designated as coordinators pursuant to Article 12(1) of Directive (EU) 2022/2555 and ENISA. Market surveillance authorities designated pursuant to Regulation [the AI Regulation] shall in particular inform market surveillance authorities designated pursuant to this Regulation of any finding relevant for the fulfilment of their tasks in relation to the implementation of this Regulation.
11. A dedicated administrative cooperation group (ADCO) shall be established for the uniform application of this Regulation, pursuant to Article 30(2) of Regulation (EU) 2019/1020. This ADCO shall be composed of representatives of the designated market surveillance authorities and, if appropriate, representatives of single liaison offices.
11a. ADCO may publish relevant statistics on categories of products with digital elements, including about the average expected product lifetime, as specified by the manufacturer pursuant to Articly 10(10a), per category of products with digital elements.
Article 42 – Access to data and documentation
Where necessary to assess the conformity of products with digital elements and the processes put in place by their manufacturers with the essential requirements set out in Annex I and upon a reasoned request, the market surveillance authorities shall be granted access to the data, in a language easily understood by them, required to assess the design, development, production and vulnerability handling of such products, including related internal documentation of the respective economic operator.
Article 43 – Procedure at national level concerning products with digital elements presenting a significant cybersecurity risk
1. Where the market surveillance authority of a Member State has sufficient reasons to consider that a product with digital elements, including its vulnerability handling, presents a significant cybersecurity risk, it shall carry out an evaluation of the product with digital elements concerned in respect of its compliance with the requirements laid down in this Regulation. The relevant economic operators shall cooperate as necessary with the market surveillance authority.
Where, in the course of that evaluation, the market surveillance authority finds that the product with digital elements does not comply with the requirements laid down in this Regulation, it shall without delay require the relevant economic operator to take all appropriate corrective actions to bring the product with digital elements into compliance with those requirements, to withdraw it from the market, or to recall it within a reasonable period, commensurate with the nature of the risk, as the market surveillance authority may prescribe.
The market surveillance authority shall inform the relevant notified body accordingly. Article 18 of Regulation (EU) 2019/1020 shall apply to the corrective actions.
2. Where the market surveillance authority considers that non compliance is not restricted to its national territory, it shall inform the Commission and the other Member States of the results of the evaluation and of the actions which it has required the economic operator to take.
3. The manufacturer shall ensure that all appropriate corrective action is taken in respect of all the products with digital elements concerned that it has made available on the market throughout the Union.
4. Where the economic operator does not take adequate corrective action within the period referred to in paragraph 1, second subparagraph, the market surveillance authority shall take appropriate provisional measures to prohibit or restrict that product with digital elements from being made available on its national market, to withdraw it from that market or to recall it.
That authority shall notify the Commission and the other Member States, without delay, of those measures.
5. The information referred to in paragraph 4 shall include all available details, in particular the data necessary for the identification of the non compliant products with digital elements, the origin of that product with digital elements, the nature of the alleged non-compliance and the risk involved, the nature and duration of the national measures taken and the arguments put forward by the relevant economic operator. In particular, the market surveillance authority shall indicate whether the non compliance is due to one or more of the following:
(a) a failure of the product with digital elements or of the processes put in place by the manufacturer to meet the essential requirements set out in Annex I;
(b) shortcomings in the harmonised standards, cybersecurity certification schemes, or common specifications, referred to in Article 18.
6. The market surveillance authorities of the Member States other than the market surveillance authority of the Member State initiating the procedure shall without delay inform the Commission and the other Member States of any measures adopted and of any additional information at their disposal relating to the non-compliance of the product with digital elements concerned, and, in the event of disagreement with the notified national measure, of their objections.
7. Where, within three months of receipt of the notification referred to in paragraph 4, no objection has been raised by either a Member State or the Commission in respect of a provisional measure taken by a Member State, that measure shall be deemed justified. This is without prejudice to the procedural rights of the economic operator concerned in accordance with Article 18 of Regulation (EU) 2019/1020.
8. The market surveillance authorities of all Member States shall ensure that appropriate restrictive measures are taken in respect of the product with digital elements concerned, such as withdrawal of that product from their market, without delay.
Article 44 – Union safeguard procedure
1. Where, within three months of receipt of the notification referred to in Article 43(4), objections are raised by a Member State against a measure taken by another Member State, or where the Commission considers the measure to be contrary to Union legislation, the Commission shall without delay enter into consultation with the relevant Member State and the economic operator or operators and shall evaluate the national measure. On the basis of the results of that evaluation, the Commission shall decide whether the national measure is justified or not within nine months from the notification referred to in Article 43(4) and notify that decision to the Member State concerned.
2. If the national measure is considered justified, all Member States shall take the measures necessary to ensure that the non compliant product with digital elements is withdrawn from their market, and shall inform the Commission accordingly. If the national measure is considered unjustified, the Member State concerned shall withdraw the measure.
3. Where the national measure is considered justified and the non compliance of the product with digital elements is attributed to shortcomings in the harmonised standards, the Commission shall apply the procedure provided for in Article 11 of Regulation (EU) No 1025/2012.
4. Where the national measure is considered justified and the non compliance of the product with digital elements is attributed to shortcomings in a European cybersecurity certification scheme as referred to in Article 18, the Commission shall consider whether to amend or repeal the implementing act as referred to in Article 18(4) that specifies the presumption of conformity concerning that certification scheme.
5. Where the national measure is considered justified and the non compliance of the product with digital elements is attributed to shortcomings in common specifications as referred to in Article 18, the Commission shall consider whether to amend or repeal the implementing act referred to in Article 18 setting out those common specifications.
Article 45 – Procedure at EU level concerning products with digital elements presenting a significant cybersecurity risk
1. Where the Commission has sufficient reasons to consider, including based on information provided by ENISA, that a product with digital elements that presents a significant cybersecurity risk is non compliant with the requirements laid down in this Regulation, it shall inform the relevant market surveillance authorities. Where the market surveillance authorities carry out an evaluation of that product with digital elements that may present a significant cybersecurity risk in respect of its compliance with the requirements laid down in this Regulation, the procedures referred to in Articles 43 and 44 shall apply.
2. In exceptional circumstances which justify an immediate intervention to preserve the good functioning of the internal market and where the Commission has sufficient reasons to consider that the product with digital elements referred to in paragraph 1 remains non compliant with the requirements laid down in this Regulation and no effective measures have been taken by the relevant market surveillance authorities, the Commission may request ENISA to provide an analysis to support an evaluation of compliance. The Commission shall inform the relevant market surveillance authorities accordingly. The relevant economic operators shall cooperate as necessary with ENISA.
3. Based on the evaluation referred to in paragraph 2, the Commission may decide that a corrective or restrictive measure is necessary at Union level. To this end, it shall without delay consult the Member States concerned and the relevant economic operator or operators.
4. On the basis of the consultation referred to in paragraph 3, the Commission may adopt implementing acts to decide on corrective or restrictive measures at Union level, including ordering withdrawal of the product with digital elements from the market, or recalling of it, within a reasonable period, commensurate with the nature of the risk. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
5. The Commission shall immediately communicate the implementing acts referred to in paragraph 4 to the relevant economic operator or operators. Member States shall implement those acts without delay and shall inform the Commission accordingly.
6. Paragraphs 2 to 5 are applicable for the duration of the exceptional situation that justified the Commission’s intervention and for as long as the product with digital elements concerned is not brought in compliance with this Regulation.
Article 46 – Compliant products with digital elements which present a significant cybersecurity risk
1. The market surveillance authority of a Member State shall require an economic operator to take appropriate measures where, having performed an evaluation under Article 43, it finds that although a product with digital elements and the processes put in place by the manufacturer are in compliance with this Regulation, it presents a significant cybersecurity risk as well as a risk to:
(a) the health or safety of persons;
(b) the compliance with obligations under Union or national law intended to protect fundamental rights;
(c) the availability, authenticity, integrity or confidentiality of services offered using an electronic information system by entities of a type referred to in Annex I to Directive (EU) 2022/2555; or
(d) other aspects of public interest protection.
The measures referred to in the first subparagraph may include measures to ensure that the product with digital elements concerned and the processes put in place by the manufacturer no longer present the relevant risks [when made available on the market], withdrawal from the market of the product with digital elements concerned, or recalling of it, and shall be commensurate with the nature of those risks.
2. The manufacturer or other relevant economic operators shall ensure that corrective action is taken in respect of the products with digital elements concerned that they have made available on the market throughout the Union within the timeline established by the market surveillance authority of the Member State referred to in paragraph 1.
3. The Member State shall immediately inform the Commission and the other Member States about the measures taken pursuant to paragraph 1. That information shall include all available details, in particular the data necessary for the identification of the products with digital elements concerned, the origin and the supply chain of those products with digital elements, the nature of the risk involved and the nature and duration of the national measures taken.
4. The Commission shall without delay enter into consultation with the Member States and the relevant economic operator and shall evaluate the national measures taken. On the basis of the results of that evaluation, the Commission shall decide whether the measure is justified or not and, where necessary, propose appropriate measures.
5. The Commission shall address its decision to the Member States.
6. Where the Commission has sufficient reasons to consider, including based on information provided by ENISA, that a product with digital elements, although compliant with this Regulation, presents the risks referred to in paragraph 1, it shall inform the relevant market surveillance authority.
7. In exceptional circumstances which justify an immediate intervention to preserve the good functioning of the internal market and where the Commission has sufficient reasons to consider that the product with digital elements referred to in paragraph 6 continues to present the risks referred to in paragraph 1 and no effective measures have been taken by the relevant national market surveillance authorities, the Commission may request ENISA to provide an analysis to support an evaluation of the risks presented by that product with digital elements and shall inform the relevant market surveillance authorities accordingly. The relevant economic operators shall cooperate as necessary with ENISA.
8. Based on the evaluation referred to in paragraph 7, the Commission may establish that a corrective or restrictive measure is necessary at Union level. To this end, it shall without delay consult the Member States concerned and the relevant economic operator or operators.
9. On the basis of the consultation referred to in paragraph 8, the Commission may adopt implementing acts to decide on corrective or restrictive measures at Union level, including ordering withdrawal of the product with digital elements from the market, or recalling of it, within a reasonable period, commensurate with the nature of the risk. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 51(2).
10. The Commission shall immediately communicate the implementing acts referred to in paragraph 9 to the relevant economic operator or operators. Member States shall implement those acts without delay and shall inform the Commission accordingly.
11. Paragraphs 6 to 10 shall apply for the duration of the exceptional situation that justified the Commission’s intervention and for as long as the product with digital elements concerned continues to present the risks referred to in paragraph 1.
Article 47 – Formal non-compliance
1. Where the market surveillance authority of a Member State makes one of the following findings, it shall require the relevant manufacturer to end to the non-compliance concerned:
(a) the CE marking has been affixed in violation of Articles 21 and 22;
(b) the CE marking has not been affixed;
(c) the EU declaration of conformity has not been drawn up;
(d) the EU declaration of conformity has not been drawn up correctly;
(e) the identification number of the notified body, which is involved in the conformity assessment procedure, where applicable, has not been affixed;
(f) the technical documentation is either not available or not complete.
2. Where the non-compliance referred to in paragraph 1 persists, the Member State concerned shall take all appropriate measures to restrict or prohibit the product with digital elements from being made available on the market or ensure that it is recalled or withdrawn from the market.
Article 48 – Joint activities of market surveillance authorities
1. Market surveillance authorities may agree with other relevant authorities to carry out joint activities aimed at ensuring cybersecurity and protection of consumers with respect to specific products with digital elements placed on the market or made available on the market, in particular products with digital elements that are often found to present cybersecurity risks.
2. The Commission or ENISA may propose joint activities for checking compliance with this Regulation based on indications or information of potential non-compliance across several Member States of products with digital elements falling in the scope of this Regulation with the requirements laid down herein.
3. The market surveillance authorities and, where applicable, the Commission, shall ensure that the agreement to carry out joint activities does not lead to unfair competition between economic operators and does not negatively affect the objectivity, independence and impartiality of the parties to the agreement.
4. A market surveillance authority may use any information resulting from the joint activities carried out as part of any investigation that it undertakes.
5. The market surveillance authority concerned and , where applicable, the Commission, shall make the agreement on joint activities, including the names of the parties involved, available to the public.
Article 49 – Sweeps
1. Market surveillance authorities may decide to conduct simultaneous coordinated control actions (“sweeps”) of particular products with digital elements or categories thereof to check compliance with or to detect infringements to this Regulation.
2. Unless otherwise agreed upon by the market surveillance authorities involved, sweeps shall be coordinated by the Commission. The coordinator of the sweep may, where appropriate, make the aggregated results publicly available.
3. ENISA may identify, in the performance of its tasks, including based on the notifications received according to Article 11(1) and (2), categories of products with digital elements for which sweeps may be organised. The proposal for sweeps shall be submitted to the coordinator referred to in paragraph 2 for the consideration of the market surveillance authorities.
4. When conducting sweeps, the market surveillance authorities involved may use the investigation powers set out Articles 41 to 47 and any other powers conferred upon them by national law.
5. Market surveillance authorities may invite Commission officials, and other accompanying persons authorised by the Commission, to participate in sweeps.
CHAPTER VI
DELEGATED POWERS AND COMMITTEE PROCEDURE
Article 50 – Exercise of the delegation
1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
2. The power to adopt delegated acts referred to in Article 6(2), Article 6a(1), Article 6a(2), Article 20(5) and Article 23(5) shall be conferred on the Commission for a period of firve years from… [date of entry into force of this Regulation]. The Commission shall draw up a report in respect of the delegation of power not later than nine months before the end of the five-year period. The delegation of power shall be tacitly extended for periods of an identical duration, unless the European Parliament or the Council opposes such extension not later than three months before the end of each period.
3. The delegation of power referred to in Article 6(2), Article 6a(1), Article 6a(2), Article 20(5) and Article 23(5) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force.
4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with principles laid down in the Inter-institutional Agreement of 13 April 2016 on Better Law-Making.
5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
6. A delegated act adopted pursuant to Article 6(2), Article 6a(1), Article 6a(2), Article 20(5) and Article 23(5) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of two months of notification of that act to the European Parliament and to the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council.
Article 51 – Committee procedure
1. The Commission shall be assisted by a committee. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
3. Where the opinion of the committee is to be obtained by written procedure, that procedure shall be terminated without result when, within the time-limit for delivery of the opinion, the chair of the committee so decides or a committee member so requests.
CHAPTER VII
CONFIDENTIALITY AND PENALTIES
Article 52 – Confidentiality
1. All parties involved in the application of this Regulation shall respect the confidentiality of information and data obtained in carrying out their tasks and activities in such a manner as to protect, in particular:
(a) intellectual property rights, and confidential business information or trade secrets of a natural or legal person, including source code, except the cases referred to in Article 5 of Directive 2016/943 of the European Parliament and of the Council24;
(b) the effective implementation of this Regulation, in particular for the purpose of inspections, investigations or audits;
(c) public and national security interests;
(d) integrity of criminal or administrative proceedings. 24 Directive (EU) 2016/943 of the European Parliament and of the Council of 8 June 2016 on the protection of undisclosed know-how and business information (trade secrets) against their unlawful acquisition, use and disclosure (OJ L 157, 15.6.2016, p. 1).
2. Without prejudice to paragraph 1, information exchanged on a confidential basis between the market surveillance authorities and between market surveillance authorities and the Commission shall not be disclosed without the prior agreement of the originating market surveillance authority.
3. Paragraphs 1 and 2 shall not affect the rights and obligations of the Commission, Member States and notified bodies with regard to the exchange of information and the dissemination of warnings, nor the obligations of the persons concerned to provide information under criminal law of the Member States.
4. The Commission and Member States may exchange, where necessary, sensitive information with relevant authorities of third countries with which they have concluded bilateral or multilateral confidentiality arrangements guaranteeing an adequate level of protection.
Article 53 – Penalties
1. Member States shall lay down the rules on penalties applicable to infringements of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for shall be effective, proportionate and dissuasive.
2. Member States shall, without delay, notify the Commission of those rules and of those measures and shall notify it without delay of any subsequent amendment affecting them.
3. The non-compliance with the essential cybersecurity requirements laid down in Annex I and the obligations set out in Articles 10 and 11 shall be subject to administrative fines of up to 15 000 000 EUR or, if the offender is an undertaking, up to 2.5 % of the its total worldwide annual turnover for the preceding financial year, whichever is higher.
4. The non-compliance with the obligations set out in Articles [Articles12; 13; 14; 15; 16; 17; 20; 22(1)-(4); 24(1)-(3); 29; 31; 37; 38; 42] under this Regulation shall be subject to administrative fines of up to 10 000 000 EUR or, if the offender is an undertaking, up to 2 % of its total worldwide annual turnover for the preceding financial year, whichever is higher.
5. The supply of incorrect, incomplete or misleading information to notified bodies and market surveillance authorities in reply to a request shall be subject to administrative fines of up to 5 000 000 EUR or, if the offender is an undertaking, up to 1 % of its total worldwide annual turnover for the preceding financial year, whichever is higher.
6. When deciding on the amount of the administrative fine in each individual case, all relevant circumstances of the specific situation shall be taken into account and due regard shall be given to the following:
(a) the nature, gravity and duration of the infringement and of its consequences;
(b) whether administrative fines have been already applied by other market surveillance authorities to the same economic operator for a similar infringement;
(c) the size and market share of the economic operator committing the infringement.
7. Market surveillance authorities that apply administrative fines shall communicate this to the market surveillance authorities of other Member States through the information and communication system referred to in Article 34 of Regulation (EU) 2019/1020.
8. Each Member State shall lay down rules on whether and to what extent administrative fines may be imposed on public authorities and public bodies established in that Member State.
9. Depending on the legal system of the Member States, the rules on administrative fines may be applied in such a manner that the fines are imposed by competent national courts or other bodies according to the competences established at national level in those Member States. The application of such rules in those Member States shall have an equivalent effect.
10. Administrative fines may be imposed, depending on the circumstances of each individual case, in addition to any other corrective or restrictive measures applied by the market surveillance authorities for the same infringement.
CHAPTER VIII
TRANSITIONAL AND FINAL PROVISIONS
Article 54 – Amendment to Regulation (EU) 2019/1020
In Annex I to Regulation (EU) 2019/1020 the following point is added: ’71. [Regulation XXX][Cyber Resilience Act]’.
Article 54a – Representative actions
Directive (EU) 2020/1828 shall apply to the representative actions brought against infringements by economic operators of provisions of this Regulation that harm, or may harm, the collective interests of consumers.
Article 54b – Amendment to Directive (EU) 2020/1828
In Annex I to Directive (EU) 2020/1828, the following point is added;
‘(XX) [Regulation XXX][Cyber Resilience Act]
Article 55 – Transitional provisions
1. EU type-examination certificates and approval decisions issued regarding cybersecurity requirements for products with digital elements that are subject to other Union harmonisation legislation shall remain valid until [42 months after the date of entry into force of this Regulation], unless they expire before that date, or unless otherwise specified in other Union legislation, in which case they shall remain valid as referred to in that Union legislation.
2. Products with digital elements that have been placed on the market before [date of application of this Regulation referred to in Article 57], shall be subject to requirements of this Regulation only if, from that date, those products are subject to substantial modifications.
3. By way of derogation from paragraph 2, the obligations laid down in Article 11 shall apply to all products with digital elements within the scope of this Regulation that have been placed on the market before [date of application of this Regulation referred to in Article 57].
Article 56 – Evaluation and review
By [36 months after the date of application of this Regulation] and every four years thereafter, the Commission shall submit a report on the evaluation and review of this Regulation to the European Parliament and to the Council. The reports shall be made public.
Article 57 – Entry into force and application
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
It shall apply from [36 months after the date of entry into force of this Regulation]. However Article 11 shall apply from [24 months after the date of entry into force of this Regulation].
This Regulation shall be binding in its entirety and directly applicable in all Member States.
IoT device manufacturers are first in line when it comes to compliance.
Read our practical guides on what you have to do, how much time you have to comply and what the legal ramifications of non-compliance are.
While free and open-source software, for now, does not fall under the purview of the Cyber Resilience Act, commercial software that include remote data processing solutions will need to comply with the Act.
Read our practical guides to understand what you need to do.
IoT device importers, distributors and resellers have many requirements under the CRA and in some circumstances can even be considered as manufacturers themselves.
Our guides detail these stakeholders’ responsibilities and liabilities.
